Services

We are a small but committed team with offices in East Anglia, and clients based throughout the UK.

Our service is completely bespoke to you, which allows us to be adaptable to whatever it is you need us to support you with. Within this site you will find many services that we are able to assist you with.

However we would love the opportunity to arrange a meeting with you to discuss in greater detail how CATS can add benefit to your company. We are sure you would find this meeting which of course would be free from charge and obligation, of interest and benefit to your company.


Please click the links below for further information in each of the areas.


Initial Meeting – This sets out the process and explains how we like to work.

FCA Compliance AuditsWe can conduct a thorough audit on all firms.

FCA Compliance SupportOur experience allows us to assist you in many ways.

FCA Compliance Manual Bespoke Manuals either written by us or providing guidance.

FCA AuthorisationVarious levels available for us to assist you in this complicated area

FCA Training & CompetenceThis is an area that CATS excel in.

File CheckingWe have a very robust procedure using software designed exclusively for us.

Annual ReportsAnnual report writing.

Treating Customers Fairly (TCF)Independent Reviews

Client PropositionsLike our manuals, this can be written for you or we can provide guidance.

Going FCA DirectLet us show you how.



Associations

Standard InternationalAPPCCFP

Social Networking

Contact Details

Compliance and Training Solutions Ltd
40 Broomfield House
Lanswood Business Park
Elmstead Market
Colchester
Essex
CO7 7FD
Phone: 01206 230804
Email: info at complianceandtraining.co.uk