Multi Award Winning Compliance Support

Compliance & Training Solutions - proud to be the number one choice for compliance consultants by Accredited Firms with the CISI

How can we help?

Our sole aim is to remove the worry and pressure out of FCA compliance requirements, leaving you to do what you do best – provide quality advice and to service your clients.
We are passionate about compliance, and we will endeavour to become part of your team, working with you to achieve your goals.

Tailored Support

With our bespoke service, we will assign you a consultant to work with you on all aspects of your chosen compliance support such as file reviews, collation of management information and provision of compliance procedures. You will also have access to the entire team via email or phone. The aim is to ensure that any queries you may have will be answered in a timely fashion.

As our service is completely bespoke (something we take great pride in), the first step would be to speak with our Managing Director, Melony Holman, so that she can get an understanding of your business and your compliance requirements. Melony will then be able to discuss with you the services we can offer, how we can help you and where we believe we can add value.

Our Services

IFA Compliance Support

Work with an Award-winning compliance support company who looks after some of the leading financial planning firms in the country.

Initial Meeting

An opportunity for us to see how your business works to allow us to ensure we only propose an option that will make a difference.

FCA Compliance Audits

The FCA and your PI will want to see one, therefore, we offer in-depth annual audits.

FCA Authorisation

Thinking of becoming directly authorised, let us take the stress out of this process for you.

FCA Training & Competence

If the FCA require you to do it, then we can help you.

File Reviews

We do not employ file checkers and we do not tick boxes; all our consultants are qualified and are looking to help you, not catch you out.

CATS Hub

Our very own bespoke software giving you access to webinars, newsletters, and a training zone.

RegData

We can offer you friendly support on your returns by our in-house expert.

Annual Knowledge Tests

Annual Knowledge tests all online and ready to go.

Templates & Documents

So far to date over 40,000 have been downloaded by our clients.

Appointed Representatives

If you have an Appointed Representative, then you may need help in overseeing what they do. We can help you with this.

Consumer Duty

You will have to demonstrate ongoing adherence to the Consumer Duty. We can help you do this.

Coffee Lounge

Share ideas, tackle current issues, and have meaningful chats over a virtual coffee

Mel Holman

Managing Director (CFP CM)

Martyn Holman

Managing Director

Charlotte Andrews

Operations Director

James Brennan

Director

Gemma Knight

Manager

Sarah Whitelock

Manager

Carole McMahon

Manager

Phil Hall

Compliance Consultant

Fraser Gambling

Compliance Consultant

Simon Harris

Compliance Consultant

Kim Bennett

Compliance Consultant

Andy Philpott

Compliance Consultant

Stuart Harding

Compliance Consultant

Ian Gamble

Compliance Consultant

Lloyd Henry

Compliance Consultant

Jo Bambrough

Compliance Consultant

Gosia Rasniak

Trainee Compliance Consultant

Lynne Knight

Compliance Consultant

Caroline Greaves

Compliance Consultant

Rachel Tull

Office Manager/Compliance Assistant

Meet The Team

You're only as good as the team you surround yourself with and that is why we have recruited the best.

Multi Award Winning Compliance Support

Compliance & Training Solutions - proud to be the number one choice for compliance consultants by Accredited Firms with the CISI

How can we help?

Tailored Support